CataCapital focuses on the USA markets and specialized in direct and reverse merger listings on the Over The Counter stock exchange and advisory services to listing companies onto the NASDAQ and the Canadian Stock Exchange (CNSX), as well as dual listed projects on the Frankfurt Stock Exchange. We provide services in sourcing, listing, financing and investing in projects and our assistance will guide you through the seemingly murky regulations that all transactions must meet. We have consulted various customers from United States, China, South America, Mexico and United Kingdom and helped them get public financed successfully. 


In addition, a well-conceived investor relations plan is critical to a company's success in the public markets. Otherwise, a client may find little demand for its stock, which would severely jeopardize its ability to raise future investment capital, ensure liquidity and maximize shareholder value. Investor relations activities often impose a significant diversion on management's time and focus away from its core competency of building shareholder value. For this reason, we offer our clients a range of investor relations products and services, which allow our clients to completely outsource their investor relations operations. Our team of public relations professionals will ensure that your company's story is properly conveyed to the financial marketplace and brought to the attention of potential investors.

Transaction closing and related documents

  • Merger or Exchange Agreements

  • Directors' Resolutions

  • Proxy Material

  • Shareholder Meeting Material

SEC Filings

  • Form 10 or Form 10-SB

  • Forms 10-K or 10-KSB, 10-Q or 10-QSB, 8-K

  • Registration Statements

NASDAQ Filings

  • 15c2-11 application

DTCC Application

We at Catalyst have developed a closely knit working arrangement with various full service public accounting firms that specialize in US reporting companies.

We generally interact with a client's auditors to gather and present the information required in registering securities for public sale in the United States. Areas in which we offer our expertise include:

  • Small Business Initiative Guidelines

  • Regulation S-X

  • Regulation S-B

  • Forms 10-Q, 10-K, 8-K, etc.

Investor Relations

  • Shareholder communications, such as quarterly and annual reports

  • Introduction to independent research firms

  • Assistance with developing an effective investor relations' campaign

  • Merger & acquisitions advisory services

  • Capital consultation and advisory services

  • Assistance with structuring and selecting a Board of Directors

  • Advice with Sarbanes-Oxley compliance issues